We are pleased to announce that Katherine Higgins, Relationship Manager has successfully completed the requirements for her Series 7 investment securities license. The exam focuses on stocks and bonds, investment risk and interactions with clients. Katherine is now preparing for the Series 66 Uniform Combined State Law exam.
Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC. Katherine Higgins holds her Series 7 license with LPL Financial.